Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clifford Edward Bryan | 2500293 | 2 | 12/29/2005 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Robert Jay Kahne | 1387533 | 3 | 09/28/2005 | Customer Dispute | Settled | $245,639.00 | $0.00 | See FINRA Report |
| Anthony Kevin Swart | 2376424 | 4 | 05/17/2005 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Robert Jay Kahne | 1387533 | 3 | 05/03/2005 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| David Lee Brumme | 1418636 | 1 | 04/29/2005 | Customer Dispute | Closed-No Action | $17,515.10 | $0.00 | See FINRA Report |
| Christopher Kevin Coulter | 731028 | 5 | 03/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 10/25/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William John Jasionowski | 2923519 | 6 | 03/16/2004 | Customer Dispute | Closed-No Action | $11,507.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 02/13/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Deborah Joyce Tallman | 1284488 | 1 | 12/11/2003 | Customer Dispute | Closed-No Action | $50,500.00 | $0.00 | See FINRA Report |