Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Douglas Leach | 4399041 | 1 | 09/17/2007 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 04/23/2007 | Customer Dispute | Closed-No Action | $256,000.00 | $0.00 | See FINRA Report |
| James Watson Garner | 1681670 | 2 | 04/04/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Hamilton Weir | 1290180 | 1 | 01/03/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Foreman | 1906472 | 5 | 08/28/2006 | Customer Dispute | Award / Judgment | $58,000.00 | $7,500.00 | See FINRA Report |
| William Patrick Ferry | 1114343 | 3 | 06/26/2006 | Customer Dispute | Award / Judgment | $245,000.00 | $5,600.00 | See FINRA Report |
| William John Jasionowski | 2923519 | 6 | 04/11/2006 | Customer Dispute | Closed-No Action | $135,300.00 | $0.00 | See FINRA Report |
| Thomas James Robson | 1798442 | 1 | 03/20/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Collin Lee McCrary | 1649382 | 1 | 02/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Randall | 6191906 | 1 | 01/06/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |