Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carrie Helen Dorman | 5405724 | 1 | 11/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jodie Lynn Krueger | 6893715 | 1 | 09/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Carl Rasweiler | 1142752 | 4 | 03/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret M Schoonover | 2476486 | 1 | 02/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcy B Pinnell | 4264944 | 4 | 06/16/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcy B Pinnell | 4264944 | 4 | 06/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yaravi Anthony Lindo | 2933091 | 1 | 04/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George B Lee | 1453228 | 9 | 12/18/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Frederick Moreno | 1566982 | 2 | 09/25/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |