Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alicia Ann Fleurquin | 2208297 | 1 | 10/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas James Robson | 1798442 | 1 | 03/20/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Debasish Hajra | 2212337 | 4 | 02/13/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Clay McConnell | 2475099 | 2 | 07/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frederic Kirby Newburger | 1239502 | 2 | 12/07/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Alan Blatz | 706158 | 6 | 10/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Alan Blatz | 706158 | 6 | 11/04/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |