Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leon Burton Hirsh | 1001697 | 1 | 06/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 06/08/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 06/01/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 06/01/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laurie Betsy Dickson | 1573504 | 1 | 10/06/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jon Kevin Lewis | 4329189 | 1 | 09/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joy Benton | 1685427 | 2 | 05/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Walter Kaellner | 2263649 | 1 | 10/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian William Wiklund | 2979671 | 2 | 07/06/2009 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Connor P Dunlop | 5091045 | 1 | 03/24/2009 | Customer Dispute | Denied | $15,125.10 | $0.00 | See FINRA Report |