Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Kevin Coulter | 731028 | 5 | 03/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 10/25/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William John Jasionowski | 2923519 | 6 | 03/16/2004 | Customer Dispute | Closed-No Action | $11,507.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 02/13/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Deborah Joyce Tallman | 1284488 | 1 | 12/11/2003 | Customer Dispute | Closed-No Action | $50,500.00 | $0.00 | See FINRA Report |
| Scott John Marn | 2249880 | 1 | 10/20/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Thomas Holder | 2633197 | 1 | 10/20/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Donald Carl Rasweiler | 1142752 | 4 | 09/03/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 04/01/2003 | Customer Dispute | Closed-No Action | $7,326.32 | $0.00 | See FINRA Report |
| David Frederick Moreno | 1566982 | 2 | 03/26/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |