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FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 136 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Hamilton Weir1290180101/03/2007Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Scott Edward Foreman1906472508/28/2006Customer DisputeAward / Judgment$58,000.00$7,500.00See FINRA Report
William Patrick Ferry1114343306/26/2006Customer DisputeAward / Judgment$245,000.00$5,600.00See FINRA Report
William John Jasionowski2923519604/11/2006Customer DisputeClosed-No Action$135,300.00$0.00See FINRA Report
Collin Lee McCrary1649382102/21/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Clifford Edward Bryan2500293212/29/2005Customer DisputeSettled$70,000.00$0.00See FINRA Report
Robert Jay Kahne1387533309/28/2005Customer DisputeSettled$245,639.00$0.00See FINRA Report
Anthony Kevin Swart2376424405/17/2005Customer DisputeDenied$17,000.00$0.00See FINRA Report
Robert Jay Kahne1387533305/03/2005Customer DisputeSettled$16,000.00$0.00See FINRA Report
David Lee Brumme1418636104/29/2005Customer DisputeClosed-No Action$17,515.10$0.00See FINRA Report

136 Results

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