Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Hamilton Weir | 1290180 | 1 | 01/03/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Scott Edward Foreman | 1906472 | 5 | 08/28/2006 | Customer Dispute | Award / Judgment | $58,000.00 | $7,500.00 | See FINRA Report |
William Patrick Ferry | 1114343 | 3 | 06/26/2006 | Customer Dispute | Award / Judgment | $245,000.00 | $5,600.00 | See FINRA Report |
William John Jasionowski | 2923519 | 6 | 04/11/2006 | Customer Dispute | Closed-No Action | $135,300.00 | $0.00 | See FINRA Report |
Collin Lee McCrary | 1649382 | 1 | 02/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Clifford Edward Bryan | 2500293 | 2 | 12/29/2005 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
Robert Jay Kahne | 1387533 | 3 | 09/28/2005 | Customer Dispute | Settled | $245,639.00 | $0.00 | See FINRA Report |
Anthony Kevin Swart | 2376424 | 4 | 05/17/2005 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
Robert Jay Kahne | 1387533 | 3 | 05/03/2005 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
David Lee Brumme | 1418636 | 1 | 04/29/2005 | Customer Dispute | Closed-No Action | $17,515.10 | $0.00 | See FINRA Report |