Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blake Robert Dunlop | 1276883 | 2 | 06/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Pignone | 363507 | 2 | 06/19/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| George B Lee | 1453228 | 9 | 04/16/2008 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Blake Robert Dunlop | 1276883 | 2 | 04/04/2008 | Customer Dispute | Dismissed | $3,682,580.00 | $0.00 | See FINRA Report |
| Craig Scott Morgan | 820942 | 2 | 01/18/2008 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Allen Joseph Catalanotto | 812798 | 2 | 12/03/2007 | Customer Dispute | Settled | $64,093.90 | $0.00 | See FINRA Report |
| Scott Edward Foreman | 1906472 | 5 | 12/03/2007 | Customer Dispute | Settled | $64,093.90 | $0.00 | See FINRA Report |
| Kevin Douglas Leach | 4399041 | 1 | 09/17/2007 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 04/23/2007 | Customer Dispute | Closed-No Action | $256,000.00 | $0.00 | See FINRA Report |
| James Watson Garner | 1681670 | 2 | 04/04/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |