Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Thomas Holder | 4145442 | 1 | 10/22/2009 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| James Walter Kaellner | 2263649 | 1 | 10/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George B Lee | 1453228 | 9 | 10/09/2009 | Customer Dispute | Settled | $3,300,000.00 | $0.00 | See FINRA Report |
| Brian William Wiklund | 2979671 | 2 | 07/06/2009 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Connor P Dunlop | 5091045 | 1 | 03/24/2009 | Customer Dispute | Denied | $15,125.10 | $0.00 | See FINRA Report |
| Theresa Carol Clemmons | 2257851 | 1 | 03/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Pezzano | 1782084 | 1 | 03/17/2009 | Customer Dispute | Withdrawn | $7,221.00 | $0.00 | See FINRA Report |
| Donald Carl Rasweiler | 1142752 | 4 | 03/16/2009 | Customer Dispute | Denied | $518,200.00 | $0.00 | See FINRA Report |
| Scott Edward Foreman | 1906472 | 5 | 02/17/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Richard Perry Moore | 1854711 | 1 | 12/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |