Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurie Betsy Dickson | 1573504 | 1 | 10/06/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George B Lee | 1453228 | 9 | 09/24/2010 | Customer Dispute | Settled | $1,123,980.00 | $0.00 | See FINRA Report |
| Jon Kevin Lewis | 4329189 | 1 | 09/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 05/17/2010 | Customer Dispute | Settled | $93,100.00 | $0.00 | See FINRA Report |
| Andrew Joy Benton | 1685427 | 2 | 05/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 03/29/2010 | Customer Dispute | Settled | $97,760.00 | $0.00 | See FINRA Report |
| George B Lee | 1453228 | 9 | 03/16/2010 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Robert Michael Smith | 1317772 | 1 | 02/10/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Scott Morgan | 820942 | 2 | 01/15/2010 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |
| George B Lee | 1453228 | 9 | 10/23/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |