Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Claggett | 2087787 | 15 | 03/09/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Condon | 4708820 | 1 | 10/27/2011 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| George B Lee | 1453228 | 9 | 07/26/2011 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 07/05/2011 | Customer Dispute | Settled | $436,580.00 | $0.00 | See FINRA Report |
| Leon Burton Hirsh | 1001697 | 1 | 06/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 06/08/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 06/01/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 06/01/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Grant Ingram | 2720225 | 2 | 02/12/2011 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 11/29/2010 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |