Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ricardo A Balmaseda | 1019340 | 1 | 08/21/1987 | Customer Dispute | Settled | $76,000.00 | $0.00 | See FINRA Report |
Allen Joseph Catalanotto | 812798 | 2 | 12/19/1986 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
Charles Alan Blatz | 706158 | 6 | 05/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Charles Alan Blatz | 706158 | 6 | 11/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Christopher Gant | 1273707 | 2 | 04/13/1979 | Customer Dispute | Award / Judgment | $19,900.00 | $20,000.00 | See FINRA Report |
Peter Alan Biebel | 722143 | 1 | 11/30/-0001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |