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FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 136 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher Kevin Coulter731028502/05/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Frederic Kirby Newburger1239502212/17/2001Customer DisputeDenied$25,000.00$0.00See FINRA Report
Michele Jo Stuban-Peters1037736112/05/2001Customer DisputeDenied$53,500.00$0.00See FINRA Report
Jesse Ernest Wright1075774108/31/2001Customer DisputeSettled$7,000.00$0.00See FINRA Report
Scott Edward Foreman1906472508/24/2001Customer DisputeSettled$45,000.00$0.00See FINRA Report
John Martin Templeton2545174103/29/2001Customer DisputeClosed-No Action$9,795.00$0.00See FINRA Report
Michael James Doherty1240526103/28/2001Customer DisputeClosed-No Action$12,000.00$0.00See FINRA Report
Debasish Hajra2212337401/05/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Brian Michael Reilly373425212/08/2000Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Christopher Gant1273707208/17/2000Customer DisputeSettled$3,856.73$0.00See FINRA Report

136 Results

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