Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Kevin Coulter | 731028 | 5 | 02/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Frederic Kirby Newburger | 1239502 | 2 | 12/17/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Michele Jo Stuban-Peters | 1037736 | 1 | 12/05/2001 | Customer Dispute | Denied | $53,500.00 | $0.00 | See FINRA Report |
Jesse Ernest Wright | 1075774 | 1 | 08/31/2001 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
Scott Edward Foreman | 1906472 | 5 | 08/24/2001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
John Martin Templeton | 2545174 | 1 | 03/29/2001 | Customer Dispute | Closed-No Action | $9,795.00 | $0.00 | See FINRA Report |
Michael James Doherty | 1240526 | 1 | 03/28/2001 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
Debasish Hajra | 2212337 | 4 | 01/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Brian Michael Reilly | 373425 | 2 | 12/08/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Christopher Gant | 1273707 | 2 | 08/17/2000 | Customer Dispute | Settled | $3,856.73 | $0.00 | See FINRA Report |