Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Winford Crosthwaite | 3083003 | 1 | 05/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Arnold Harry Rozany | 403183 | 2 | 03/19/1998 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |