Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven James Houlihan | 1705076 | 5 | 10/21/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William John Jasionowski | 2923519 | 6 | 09/17/2002 | Customer Dispute | Closed-No Action | $69,410.00 | $0.00 | See FINRA Report |
| James Watson Garner | 1681670 | 2 | 09/05/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William John Jasionowski | 2923519 | 6 | 05/15/2002 | Customer Dispute | Closed-No Action | $9,400.00 | $0.00 | See FINRA Report |
| William John Jasionowski | 2923519 | 6 | 04/11/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| John Martin Templeton | 2545174 | 1 | 03/29/2001 | Customer Dispute | Closed-No Action | $9,795.00 | $0.00 | See FINRA Report |
| Michael James Doherty | 1240526 | 1 | 03/28/2001 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Brian Michael Reilly | 373425 | 2 | 12/08/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Reilly | 373425 | 2 | 06/23/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Shelley A Fromm | 3098695 | 1 | 05/04/2000 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |