Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Hamilton Weir | 1290180 | 1 | 01/03/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William John Jasionowski | 2923519 | 6 | 04/11/2006 | Customer Dispute | Closed-No Action | $135,300.00 | $0.00 | See FINRA Report |
| David Lee Brumme | 1418636 | 1 | 04/29/2005 | Customer Dispute | Closed-No Action | $17,515.10 | $0.00 | See FINRA Report |
| William John Jasionowski | 2923519 | 6 | 03/16/2004 | Customer Dispute | Closed-No Action | $11,507.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 02/13/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Deborah Joyce Tallman | 1284488 | 1 | 12/11/2003 | Customer Dispute | Closed-No Action | $50,500.00 | $0.00 | See FINRA Report |
| Scott John Marn | 2249880 | 1 | 10/20/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 04/01/2003 | Customer Dispute | Closed-No Action | $7,326.32 | $0.00 | See FINRA Report |
| David Frederick Moreno | 1566982 | 2 | 03/26/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian William Wiklund | 2979671 | 2 | 12/03/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |