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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Douglas Dean Vander Weide20060931009/16/2011Customer DisputeDenied$166,999.00$0.00See FINRA Report
Douglas Dean Vander Weide20060931010/10/2009Customer DisputeSettled$39,190.40$0.00See FINRA Report
Douglas Dean Vander Weide20060931008/12/2009Customer DisputeClosed-No Action$86,476.20$0.00See FINRA Report
Douglas Dean Vander Weide20060931002/18/2009Customer DisputeDenied$200,000.00$0.00See FINRA Report
Douglas Dean Vander Weide20060931002/03/2009Customer DisputeDenied$6,957.17$0.00See FINRA Report
Douglas Dean Vander Weide20060931001/25/2009Customer DisputeSettled$10,000.00$0.00See FINRA Report
Douglas Dean Vander Weide20060931001/22/2009Customer DisputeSettled$81,850.00$0.00See FINRA Report
Douglas Dean Vander Weide20060931001/25/2008Customer DisputeSettled$27,800.00$0.00See FINRA Report
Douglas Dean Vander Weide20060931003/20/2007Customer DisputeDenied$5,000.00$0.00See FINRA Report
Douglas Dean Vander Weide20060931012/21/2000Customer DisputeSettled$31,000.00$0.00See FINRA Report

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