Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nobles & Richards, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Catherine Dale Bearce | 4683252 | 2 | 03/13/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| James Ross Richards | 2680389 | 2 | 01/20/2015 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Ilonka Nobles | 2704881 | 2 | 01/20/2015 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| James Ross Richards | 2680389 | 2 | 07/21/2014 | Customer Dispute | Settled | $42,500.00 | $0.00 | See FINRA Report |
| Catherine Dale Bearce | 4683252 | 2 | 08/19/2013 | Customer Dispute | Denied | $24,242.30 | $0.00 | See FINRA Report |
| Ilonka Nobles | 2704881 | 2 | 06/11/2006 | Customer Dispute | Denied | $27,745.70 | $0.00 | See FINRA Report |
| Edward Wayne Butowsky | 1660615 | 1 | 03/01/2003 | Customer Dispute | Award / Judgment | $0.00 | $375,000.00 | See FINRA Report |
| Carlton Case Ellis | 1371058 | 3 | 11/05/1998 | Customer Dispute | Settled | $278,465.00 | $0.00 | See FINRA Report |
| Carlton Case Ellis | 1371058 | 3 | 03/23/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlton Case Ellis | 1371058 | 3 | 11/12/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |