Our Staff has compiled our research into a database of FINRA Broker Disclosures for Columbia Capital Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Paul Pelletier | 2933892 | 1 | 03/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Arthur Morgan | 852925 | 3 | 06/15/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Arthur Morgan | 852925 | 3 | 04/30/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Arthur Morgan | 852925 | 3 | 03/31/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |