Our Staff has compiled our research into a database of FINRA Broker Disclosures for Puma Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sergio Badke da Cunha | 2654879 | 1 | 02/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Goodman Clark | 713975 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |