Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo Sotomayor Alamo | 4479048 | 1 | 11/27/2023 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Francisco Jose Rivera Fernandez | 2303039 | 2 | 09/14/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Francisco Jose Rivera Fernandez | 2303039 | 2 | 02/20/2004 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |