Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter R Wittman | 4995877 | 3 | 02/21/2020 | Customer Dispute | Closed-No Action | $228,145.00 | $0.00 | See FINRA Report |
| Peter R Wittman | 4995877 | 3 | 02/21/2020 | Customer Dispute | Settled | $228,145.00 | $0.00 | See FINRA Report |
| Christopher P Kurtz | 4214710 | 1 | 12/06/2016 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| David Anthony Sutkaitis | 4496466 | 3 | 03/21/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Anthony Sutkaitis | 4496466 | 3 | 06/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Andrew Roncaioli | 1383311 | 1 | 12/16/2007 | Customer Dispute | Closed-No Action | $7,055.43 | $0.00 | See FINRA Report |
| Evonne Ianacone Ryan | 2112010 | 1 | 09/24/2004 | Customer Dispute | Settled | $240,012.00 | $0.00 | See FINRA Report |