Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter R Wittman | 4995877 | 3 | 02/21/2020 | Customer Dispute | Closed-No Action | $228,145.00 | $0.00 | See FINRA Report |
| Craig Andrew Roncaioli | 1383311 | 1 | 12/16/2007 | Customer Dispute | Closed-No Action | $7,055.43 | $0.00 | See FINRA Report |