Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter R Wittman | 4995877 | 3 | 02/21/2020 | Customer Dispute | Closed-No Action | $228,145.00 | $0.00 | See FINRA Report |
| Peter R Wittman | 4995877 | 3 | 02/21/2020 | Customer Dispute | Settled | $228,145.00 | $0.00 | See FINRA Report |
| Michael Anthony Lange | 1966088 | 4 | 05/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Anthony Sutkaitis | 4496466 | 3 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter R Wittman | 4995877 | 3 | 01/24/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Lange | 1966088 | 4 | 02/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher P Kurtz | 4214710 | 1 | 12/06/2016 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Lange | 1966088 | 4 | 05/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Lange | 1966088 | 4 | 05/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Anthony Sutkaitis | 4496466 | 3 | 03/21/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |