Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dcmb Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Warren Wagner | 2206301 | 1 | 08/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Arundel | 2606008 | 1 | 06/29/2006 | Customer Dispute | Settled | $821,072.00 | $0.00 | See FINRA Report |