Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Thomas Fowler | 3087793 | 1 | 10/17/2005 | Customer Dispute | Settled | $170,930.00 | $0.00 | See FINRA Report |
| Donald Lee Garton | 2125313 | 3 | 06/24/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Donald Lee Garton | 2125313 | 3 | 11/07/2002 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Donald Lee Garton | 2125313 | 3 | 05/08/2000 | Customer Dispute | Settled | $3,851.00 | $0.00 | See FINRA Report |