Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zaven Andrew Yarumian | 1124759 | 4 | 12/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zaven Andrew Yarumian | 1124759 | 4 | 11/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Santini | 6129815 | 2 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Santini | 6129815 | 2 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 9 | 09/14/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Raymond Nowotny | 1761926 | 3 | 08/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Raymond Nowotny | 1761926 | 3 | 08/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 07/31/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 07/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Robert Romero | 2468255 | 3 | 06/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |