Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Matthew McArdle | 7324896 | 1 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Anthony Reo | 2113425 | 4 | 03/11/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Angela Jill Carrier | 6295233 | 1 | 02/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James H van Epps | 844958 | 1 | 01/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Jeffery Fogelman | 2463163 | 3 | 09/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Joanne Petretto | 3210670 | 9 | 08/20/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Howell | 4757297 | 4 | 08/04/2015 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Robert Richard Rodgers | 4198949 | 1 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Catanzaro | 1609777 | 1 | 06/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Jeffery Fogelman | 2463163 | 3 | 12/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |