Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian Roderick MacKenzie | 6093098 | 1 | 03/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Shepherd | 732037 | 1 | 02/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Isaac | 2287287 | 5 | 01/10/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Avery Mercer | 813556 | 1 | 11/20/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Grant | 4468407 | 4 | 10/31/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Barrows | 2933260 | 8 | 09/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 08/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Sanders | 6031142 | 2 | 08/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roland F Chicas | 2712639 | 2 | 06/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Isaac | 2287287 | 5 | 06/09/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |