Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Michael Filiaggi | 5060129 | 3 | 04/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Howell | 4757297 | 4 | 04/10/2019 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| James Martin Benjamson | 1161623 | 6 | 12/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Edward Howell | 4757297 | 4 | 10/24/2018 | Customer Dispute | Closed-No Action | $6,603.93 | $0.00 | See FINRA Report |
| Gary Howard Spindler | 1368596 | 1 | 09/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Martin Benjamson | 1161623 | 6 | 09/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Garrett Travis John Ronning | 7433325 | 1 | 08/27/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Hoyle | 5978160 | 1 | 08/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Filiaggi | 5060129 | 3 | 07/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Thomas Dunnett | 2693001 | 2 | 06/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |