Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Paulding Thomas | 2231234 | 10 | 10/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Manuel Espinoza | 4474528 | 2 | 07/20/2021 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Alexander Read | 2254224 | 3 | 06/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Read | 2254224 | 3 | 05/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Carl Willer | 2263899 | 3 | 12/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Carl Willer | 2263899 | 3 | 12/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Simpson | 2944158 | 1 | 08/19/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kelly Scott Thornburg | 5706940 | 1 | 07/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 03/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Lon Biederman | 1237596 | 2 | 02/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |