Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jerome Grant | 4468407 | 4 | 05/08/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sandy Charles Giglio | 220281 | 4 | 03/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Grant | 4468407 | 4 | 01/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Ballard White | 2155480 | 6 | 02/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Isaac | 2287287 | 5 | 10/06/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Miguel A Taveras | 6344964 | 1 | 04/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Garrett Englebrecht | 2964769 | 1 | 03/30/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Henriksen Gage | 815338 | 4 | 11/29/1993 | Customer Dispute | Award / Judgment | $128,804.00 | $6,000.00 | See FINRA Report |
| David Anthony Reo | 2113425 | 4 | 11/05/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Vincent Gottuso | 1015679 | 1 | 10/21/1993 | Customer Dispute | Settled | $10,375.00 | $0.00 | See FINRA Report |