Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert George Funk | 2488055 | 1 | 08/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Semeniak | 1003275 | 2 | 06/29/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandy Charles Giglio | 220281 | 4 | 06/02/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Ballard White | 2155480 | 6 | 12/12/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Ballard White | 2155480 | 6 | 11/04/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David James Bidwell | 2403457 | 1 | 10/23/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sandy Charles Giglio | 220281 | 4 | 09/11/1997 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Donald Henriksen Gage | 815338 | 4 | 08/18/1997 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Sandy Charles Giglio | 220281 | 4 | 06/23/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Lee Rising | 1011762 | 2 | 05/05/1997 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |