Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Tani | 2896456 | 2 | 04/27/2001 | Customer Dispute | Settled | $12,415.00 | $0.00 | See FINRA Report |
Kevin Scott Jones | 1504897 | 4 | 04/20/2001 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Gregory S Hammer | 2391874 | 2 | 04/11/2001 | Customer Dispute | Settled | $57,829.60 | $0.00 | See FINRA Report |
Kevin Scott Jones | 1504897 | 4 | 03/01/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Martin Lee Rising | 1011762 | 2 | 06/20/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott Lawrence Olson | 711256 | 8 | 11/18/1999 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
Shawn Christopher Gage | 2279408 | 1 | 10/18/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Nicholas Anthony Beane | 4859773 | 1 | 10/09/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Walter Semeniak | 1003275 | 2 | 10/06/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott Lawrence Olson | 711256 | 8 | 09/26/1999 | Customer Dispute | Denied | $114,158.00 | $0.00 | See FINRA Report |