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FINRA Broker Disclosures for Innovation Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 238 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Shannon Marie Powers2367198310/21/2022Customer DisputeSettled$210,000.00$0.00See FINRA Report
David Anthony Reo2113425409/14/2022Customer DisputeSettled$350,000.00$0.00See FINRA Report
Bruce Michael Devoogd4800573308/22/2022Judgment / Lien$0.00$0.00See FINRA Report
Bruce Michael Devoogd4800573308/15/2022Judgment / Lien$0.00$0.00See FINRA Report
Michael Barrows2933260808/02/2022Customer DisputeAward / Judgment$0.00$1,035,360.00See FINRA Report
Eric John Ludovico2932082108/02/2022Customer DisputeAward / Judgment$0.00$1,035,360.00See FINRA Report
Earl C McCrary1226565103/03/2022Judgment / Lien$0.00$0.00See FINRA Report
Milton Lee Watson2777404501/13/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Bruce Michael Devoogd4800573312/08/2021Judgment / Lien$0.00$0.00See FINRA Report
Eric Carl Willer2263899312/03/2021RegulatoryFinal$0.00$0.00See FINRA Report

238 Results

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