Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Keith Beech | 6169844 | 15 | 06/27/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 15 | 06/09/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Keith Beech | 6169844 | 15 | 04/29/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Roman Orest Petryszyn | 2095397 | 1 | 04/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Earl C McCrary | 1226565 | 1 | 03/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Milton Lee Watson | 2777404 | 5 | 01/13/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Michael Devoogd | 4800573 | 1 | 12/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Duffy | 6726333 | 2 | 11/09/2021 | Customer Dispute | Settled | $218,926.00 | $0.00 | See FINRA Report |
| Michael Paulding Thomas | 2231234 | 9 | 10/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Keith Beech | 6169844 | 15 | 08/27/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |