Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Robert Henry | 4793667 | 2 | 06/06/2006 | Customer Dispute | Denied | $385,000.00 | $0.00 | See FINRA Report |
| Milton Lee Watson | 2777404 | 5 | 05/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Milton Lee Watson | 2777404 | 5 | 05/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony N Guggino | 231693 | 3 | 03/04/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theodore Leonard Brooks | 2628214 | 3 | 11/02/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony N Guggino | 231693 | 3 | 09/22/2005 | Customer Dispute | Settled | $4,066.98 | $0.00 | See FINRA Report |
| Julian Rodriguez | 5900531 | 2 | 01/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Lawrence Olson | 711256 | 8 | 12/13/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Carlos Robert Romero | 2468255 | 3 | 09/13/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Theodore Leonard Brooks | 2628214 | 3 | 04/28/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |