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FINRA Broker Disclosures for Innovation Partners LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.

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Displaying 151-160 out of 238 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Winston Page Thompson29971891710/26/2007Judgment / Lien$0.00$0.00See FINRA Report
Winston Page Thompson29971891707/23/2007Judgment / Lien$0.00$0.00See FINRA Report
Michael Paulding Thomas22312341007/16/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Paulding Thomas22312341007/16/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
Winston Page Thompson29971891707/13/2007Judgment / Lien$0.00$0.00See FINRA Report
Carl Kotsilimbas Davis2421502105/23/2007RegulatoryFinal$0.00$0.00See FINRA Report
Mark Robert Jaikes2145681105/04/2007Customer DisputeDenied$25,527.50$0.00See FINRA Report
Shannon Marie Powers2367198309/13/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Theodore Leonard Brooks2628214308/18/2006Judgment / Lien$0.00$0.00See FINRA Report
Aron Joseph Marcinkoski3122957107/13/2006Customer DisputeSettled$40,000.00$0.00See FINRA Report

238 Results

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