Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Winston Page Thompson | 2997189 | 17 | 10/26/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Winston Page Thompson | 2997189 | 17 | 07/23/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Paulding Thomas | 2231234 | 10 | 07/16/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Paulding Thomas | 2231234 | 10 | 07/16/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Winston Page Thompson | 2997189 | 17 | 07/13/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Carl Kotsilimbas Davis | 2421502 | 1 | 05/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mark Robert Jaikes | 2145681 | 1 | 05/04/2007 | Customer Dispute | Denied | $25,527.50 | $0.00 | See FINRA Report |
Shannon Marie Powers | 2367198 | 3 | 09/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Theodore Leonard Brooks | 2628214 | 3 | 08/18/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Aron Joseph Marcinkoski | 3122957 | 1 | 07/13/2006 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |