Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Earl Stauffer | 846324 | 2 | 10/07/2008 | Customer Dispute | Settled | $221,206.00 | $0.00 | See FINRA Report |
| Winston Page Thompson | 2997189 | 17 | 10/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Jeffery Fogelman | 2463163 | 3 | 09/01/2008 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Mock | 4223858 | 5 | 07/15/2008 | Customer Dispute | Denied | $8,200.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 9 | 06/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Robert Henry | 4793667 | 2 | 05/05/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Milton Lee Watson | 2777404 | 5 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Winston Page Thompson | 2997189 | 17 | 03/31/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 03/28/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Manuel Espinoza | 4474528 | 2 | 02/12/2008 | Customer Dispute | Denied | $21,509.40 | $0.00 | See FINRA Report |