Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Celestine Emejuru Njoku | 4662897 | 1 | 10/09/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kylle Branin Bernethy | 5046649 | 1 | 08/25/2009 | Customer Dispute | Closed-No Action | $88,835.00 | $0.00 | See FINRA Report |
| Winston Page Thompson | 2997189 | 17 | 07/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 06/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Mock | 4223858 | 5 | 06/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Joanne Petretto | 3210670 | 9 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Socrates Peter Koutsoutis | 2590127 | 1 | 03/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Lawrence Olson | 711256 | 8 | 12/31/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Barrows | 2933260 | 8 | 12/05/2008 | Customer Dispute | Denied | $11,102.20 | $0.00 | See FINRA Report |
| Richard Earl Stauffer | 846324 | 2 | 10/13/2008 | Customer Dispute | Settled | $1,075,600.00 | $0.00 | See FINRA Report |