Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Michael Filiaggi | 5060129 | 3 | 02/25/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Ross | 2290136 | 1 | 12/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willie Bell | 4277195 | 3 | 10/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zaven Andrew Yarumian | 1124759 | 4 | 09/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sharon Bibiann Letalon | 2650214 | 1 | 04/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zaven Andrew Yarumian | 1124759 | 4 | 12/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Martin Benjamson | 1161623 | 6 | 08/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 05/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 05/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Willie Bell | 4277195 | 3 | 03/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |