Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Winston Page Thompson | 2997189 | 17 | 08/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Martin Benjamson | 1161623 | 6 | 06/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roland F Chicas | 2712639 | 2 | 06/25/2012 | Customer Dispute | Settled | $416,482.00 | $0.00 | See FINRA Report |
| Winston Page Thompson | 2997189 | 17 | 05/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 05/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 05/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Kyrillidis | 4709648 | 1 | 04/06/2012 | Customer Dispute | Denied | $19,956.60 | $0.00 | See FINRA Report |
| Jeffrey Joseph Scrimenti | 1451945 | 2 | 03/26/2012 | Customer Dispute | Closed-No Action | $7,400.00 | $0.00 | See FINRA Report |
| James Martin Benjamson | 1161623 | 6 | 03/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Raymond Nowotny | 1761926 | 3 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |