Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Peck | 6687180 | 4 | 05/08/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Peck | 6687180 | 4 | 05/08/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Michael Hayes | 5005639 | 1 | 03/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynn Smeraldo | 1884870 | 1 | 03/21/2013 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 9 | 03/10/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 9 | 02/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Barrows | 2933260 | 8 | 01/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony N Guggino | 231693 | 3 | 01/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Joanne Petretto | 3210670 | 9 | 12/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Lawrence Olson | 711256 | 8 | 10/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |