Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Moss Madden | 2883455 | 2 | 06/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Winston Page Thompson | 2997189 | 17 | 06/09/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Barrows | 2933260 | 8 | 04/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Martin Benjamson | 1161623 | 6 | 04/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Milton Lee Watson | 2777404 | 5 | 04/07/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Winston Page Thompson | 2997189 | 17 | 11/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Mock | 4223858 | 5 | 10/28/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 09/27/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Robert Romero | 2468255 | 3 | 08/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Willie Bell | 4277195 | 3 | 07/11/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |