Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roland F Chicas | 2712639 | 2 | 06/25/2012 | Customer Dispute | Settled | $416,482.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 9 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Socrates Peter Koutsoutis | 2590127 | 1 | 03/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Earl Stauffer | 846324 | 2 | 10/13/2008 | Customer Dispute | Settled | $1,075,600.00 | $0.00 | See FINRA Report |
| Richard Earl Stauffer | 846324 | 2 | 10/07/2008 | Customer Dispute | Settled | $221,206.00 | $0.00 | See FINRA Report |
| Paul Jeffery Fogelman | 2463163 | 3 | 09/01/2008 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Milton Lee Watson | 2777404 | 5 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aron Joseph Marcinkoski | 3122957 | 1 | 07/13/2006 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Milton Lee Watson | 2777404 | 5 | 05/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony N Guggino | 231693 | 3 | 09/22/2005 | Customer Dispute | Settled | $4,066.98 | $0.00 | See FINRA Report |