Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zaven Andrew Yarumian | 1124759 | 4 | 12/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Martin Benjamson | 1161623 | 6 | 08/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 10 | 05/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 05/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Willie Bell | 4277195 | 3 | 03/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 07/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 06/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Mock | 4223858 | 5 | 06/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 17 | 10/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Robert Henry | 4793667 | 2 | 05/05/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |