Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Santini | 6129815 | 2 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Hayes | 5005639 | 4 | 05/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Hayes | 5005639 | 4 | 02/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward McCaffrey | 2163581 | 1 | 10/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Hayes | 5005639 | 4 | 09/24/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Dunnett | 2693001 | 3 | 08/29/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Winston Page Thompson | 2997189 | 18 | 08/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Lee Greiner | 5762805 | 1 | 05/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeri Margolis Glazer | 719333 | 4 | 03/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |