Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angela Jill Carrier | 6295233 | 2 | 02/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Winston Page Thompson | 2997189 | 18 | 11/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Mock | 4223858 | 5 | 10/28/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Joanne Petretto | 3210670 | 8 | 12/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Celestine Emejuru Njoku | 4662897 | 1 | 10/09/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 9 | 07/16/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Paulding Thomas | 2231234 | 9 | 07/16/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony N Guggino | 231693 | 3 | 03/04/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert George Funk | 2488055 | 1 | 08/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sandy Charles Giglio | 220281 | 4 | 06/02/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |