Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sandy Charles Giglio | 220281 | 4 | 03/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael John Isaac | 2287287 | 5 | 10/06/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Donald Henriksen Gage | 815338 | 4 | 11/29/1993 | Customer Dispute | Award / Judgment | $128,804.00 | $6,000.00 | See FINRA Report |
Carl Vincent Gottuso | 1015679 | 1 | 10/21/1993 | Customer Dispute | Settled | $10,375.00 | $0.00 | See FINRA Report |
Donald Henriksen Gage | 815338 | 4 | 01/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kevin Hiller Kelley | 1787674 | 1 | 08/30/1991 | Customer Dispute | Settled | $78,608.00 | $0.00 | See FINRA Report |