Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Milton Lee Watson | 2777404 | 5 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Luis Manuel Espinoza | 4474528 | 2 | 02/12/2008 | Customer Dispute | Denied | $21,509.40 | $0.00 | See FINRA Report |
Mark Robert Jaikes | 2145681 | 1 | 05/04/2007 | Customer Dispute | Denied | $25,527.50 | $0.00 | See FINRA Report |
Raymond Robert Henry | 4793667 | 2 | 06/06/2006 | Customer Dispute | Denied | $385,000.00 | $0.00 | See FINRA Report |
Milton Lee Watson | 2777404 | 5 | 05/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Milton Lee Watson | 2777404 | 5 | 05/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Anthony N Guggino | 231693 | 3 | 09/22/2005 | Customer Dispute | Settled | $4,066.98 | $0.00 | See FINRA Report |
David Allen Liska | 2374477 | 4 | 12/23/2004 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
Scott Lawrence Olson | 711256 | 6 | 12/13/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
David Allen Liska | 2374477 | 4 | 10/25/2004 | Customer Dispute | Closed-No Action | $22,990.70 | $0.00 | See FINRA Report |