Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Liska | 2374477 | 4 | 11/19/2009 | Customer Dispute | Denied | $35,276.30 | $0.00 | See FINRA Report |
| Kylle Branin Bernethy | 5046649 | 1 | 08/25/2009 | Customer Dispute | Closed-No Action | $88,835.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 8 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Socrates Peter Koutsoutis | 2590127 | 1 | 03/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Earl Stauffer | 846324 | 2 | 10/13/2008 | Customer Dispute | Settled | $1,075,600.00 | $0.00 | See FINRA Report |
| Richard Earl Stauffer | 846324 | 2 | 10/07/2008 | Customer Dispute | Settled | $221,206.00 | $0.00 | See FINRA Report |
| Paul Jeffery Fogelman | 2463163 | 3 | 09/01/2008 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Mock | 4223858 | 5 | 07/15/2008 | Customer Dispute | Denied | $8,200.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 8 | 06/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul David Abdenour | 4757450 | 1 | 05/19/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |